Best Investors Account Sign in
Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-03
  • IA RA
    APPROVED
    Since 2026-08-03

Branch Locations

711 High Street, Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Inv. Research Inc./ Cambridge Inv. Research Adv. Inc. Fairfield IA 09/2020 05/2022
Luther College Decorah IA 08/2014 05/2018
Luther College Decorah IA 08/2014 05/2018
Wellmark Blue Cross Blue Shield Des Moines IA 05/2017 08/2017
Luther College Decorah IA 08/2017 05/2018
Hand In Hand Inc. Marion IA 05/2018 08/2018
University Of Iowa Iowa City IA 08/2018 12/2019
Cambridge Investment Research Inc. Fairfield IA 05/2019 08/2019
Real Estate Research Corporation West Des Moines IA 12/2019 09/2020
Habour Investments, Inc./ Triangle Financial Svcs. West Des Moines IA 05/2022 07/2025
Capital Group / Capital Client Group, Inc. Carmel IN 08/2025 07/2026
Principal Funds Distributor Des Moines IA 07/2026 Present
Principal Asset Management Des Moines IA 07/2026 Present
Principal Securities, Inc. Des Moines IA 07/2026 Present
  • 09/2020 → 05/2022
    Cambridge Inv. Research Inc./ Cambridge Inv. Research Adv. Inc.
    Fairfield, IA
  • 08/2014 → 05/2018
    Luther College
    Decorah, IA
  • 08/2014 → 05/2018
    Luther College
    Decorah, IA
  • 05/2017 → 08/2017
    Wellmark Blue Cross Blue Shield
    Des Moines, IA
  • 08/2017 → 05/2018
    Luther College
    Decorah, IA
  • 05/2018 → 08/2018
    Hand In Hand Inc.
    Marion, IA
  • 08/2018 → 12/2019
    University Of Iowa
    Iowa City, IA
  • 05/2019 → 08/2019
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 12/2019 → 09/2020
    Real Estate Research Corporation
    West Des Moines, IA
  • 05/2022 → 07/2025
    Habour Investments, Inc./ Triangle Financial Svcs.
    West Des Moines, IA
  • 08/2025 → 07/2026
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
  • 07/2026 → Present
    Principal Funds Distributor
    Des Moines, IA
  • 07/2026 → Present
    Des Moines, IA
  • 07/2026 → Present
    Principal Securities, Inc.
    Des Moines, IA
Previous Registrations
Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08
Other Names
  • Lucas Roland Kane

View on SEC IAPD

More in Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor