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Current Employers
Transatlantique Private Wealth Llc

520 Madison Avenue 37Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-15
MA RA APPROVED 2019-05-07
  • TX RA
    APPROVED_RES
    Since 2024-10-15
  • MA RA
    APPROVED
    Since 2019-05-07

Branch Locations

268 Newbury Street 3Fl, Boston, MA 02116 • United States

520 Madison Avenue 37Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banque Transatlantique Uk London 09/2007 04/2019
Transatlantique Private Wealth Llc Boston MA 04/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-04
  • S65 Uniform Investment Adviser Law Examination
    2018-12-04

View on SEC IAPD

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