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Christopher Matthew Brockett

Equitable Advisors, LLC

North Haven, CT

Stamford, CT

CRD 7100625

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-04-09
  • CT RA
    APPROVED
    Since 2024-04-09

Branch Locations

North Haven, CT • United States

1266 East Main Street 6Th Floor, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors Stamford CT 04/2019 Present
Lowe's Home Improvement Wallingford CT 01/2016 10/2019
Southern Connecticut State University New Haven CT 08/2014 05/2018
University Of New Haven Orange CT 08/2018 01/2020
  • 04/2019 → Present
    Equitable Advisors
    Stamford, CT
  • 01/2016 → 10/2019
    Lowe's Home Improvement
    Wallingford, CT
  • 08/2014 → 05/2018
    Southern Connecticut State University
    New Haven, CT
  • 08/2018 → 01/2020
    University Of New Haven
    Orange, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-06
  • S66 Uniform Combined State Law Examination
    2024-04-06

View on SEC IAPD

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