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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-09 |
| MN | RA | APPROVED | 2024-10-29 |
Branch Locations
8300 Norman Center Dr, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 04/2019 | 09/2019 |
| Wings Financial Cu | Apple Valley | MN | 10/2015 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated/Boa | Minneapolis | MN | 11/2022 | Present |
| Visionbank | St Louis Park | MN | 09/2019 | 11/2022 |
| Loot Tavern Publishing | Boulder | CO | 03/2024 | Present |
| Bank Of America, N.A. | Minneapolis | MN | 09/2024 | Present |
I*1666278 Entity for Profit Name of OBA: Loot Tavern Publishing Address: Arvada, Colorado, 80004 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 03/03/2024 No Hours: 10 No Hours during trading: 0 Duties: Publishing digital and print materials for a tabletop role playing game. I will be assisting with customer service and order management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-25 |
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