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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-09 |
| GA | RA | APPROVED | 2021-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2019 | 08/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2019 | Present |
| Anheuser-Busch Commercial Strategy, Llc | St. Louis | MO | 05/1998 | 01/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 02/18/20. 2) RENTAL PROPERTY, 617 Redbud Terrace, Canton GA 30115, 02/2021, OWNER PROPERTY, BRAZIL, 1 HR/MO- 0 HR/MO Trading. 3) REAL ESTATE, 4416 Holly Springs Parkway, Unit 12404, Canton GA 30115, 02/2021, Owner, NIR, 1 HR/MO - 0 HR/MO TRADING 4) UNIQUE REMODEL CONCEPTS, LLC, 2210 Holly Springs Pkwy., #669, Holly Springs GA 30142, 08/2022, Registered Agent/Bookkeeping, NIR, 10 HR/MO - 0 HR/MO Trading. 5) TIBURON ASSET MANAGEMENT, LLC, 617 Redbud Terrace, Canton GA 30115, 08/2022, Owner, DBA Name, INV REL, 280 HR/MO - 140 HR/MO Trading 6) BEN A. RUTLEDGE, 5508 Corn Mill Lane, Powder Springs GA 30127, 05/2023, Independent Insurance Agent for Various Insurance Companies, INV REL, 10 HR/MO, 10 Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-09 |
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