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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-09
GA RA APPROVED 2021-07-28
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • GA RA
    APPROVED
    Since 2021-07-28

Branch Locations

Canton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2019 08/2019
Cambridge Investment Research, Inc. Fairfield IA 08/2019 Present
Anheuser-Busch Commercial Strategy, Llc St. Louis MO 05/1998 01/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2020 Present
  • 04/2019 → 08/2019
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/1998 → 01/2020
    Anheuser-Busch Commercial Strategy, Llc
    St. Louis, MO
  • 02/2020 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 02/18/20. 2) RENTAL PROPERTY, 617 Redbud Terrace, Canton GA 30115, 02/2021, OWNER PROPERTY, BRAZIL, 1 HR/MO- 0 HR/MO Trading. 3) REAL ESTATE, 4416 Holly Springs Parkway, Unit 12404, Canton GA 30115, 02/2021, Owner, NIR, 1 HR/MO - 0 HR/MO TRADING 4) UNIQUE REMODEL CONCEPTS, LLC, 2210 Holly Springs Pkwy., #669, Holly Springs GA 30142, 08/2022, Registered Agent/Bookkeeping, NIR, 10 HR/MO - 0 HR/MO Trading. 5) TIBURON ASSET MANAGEMENT, LLC, 617 Redbud Terrace, Canton GA 30115, 08/2022, Owner, DBA Name, INV REL, 280 HR/MO - 140 HR/MO Trading 6) BEN A. RUTLEDGE, 5508 Corn Mill Lane, Powder Springs GA 30127, 05/2023, Independent Insurance Agent for Various Insurance Companies, INV REL, 10 HR/MO, 10 Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-09
  • S66 Uniform Combined State Law Examination
    2020-01-09

View on SEC IAPD

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