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Sean Travis Quigley

Focus Partners Wealth, LLC

Tampa, FL

CRD 4948044

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Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-08-29
FL RA APPROVED 2024-08-07
  • GA RA
    APPROVED
    Since 2024-08-29
  • FL RA
    APPROVED
    Since 2024-08-07

Branch Locations

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverfront Investment Group, Llc Richmond VA 02/2015 12/2019
Alps Distributors, Inc. Richmond VA 03/2015 12/2019
Gratus Capital, Llc Atlanta GA 04/2021 07/2024
Unemployed Tampa FL 01/2020 03/2021
Focus Partners Wealth, Llc Clayton MO 08/2024 Present
Previous Registrations
  • 2021-05-04 → 2024-12-02
    Gratus Capital, Llc
    Tampa, FL
    Atlanta, GA
  • 2015-09-14 → 2019-12-02
    Riverfront Investment Group, Llc
    Tampa, FL
    Richmond, VA
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-14
S63 Uniform Securities Agent State Law Examination 2010-06-21
  • S65 Uniform Investment Adviser Law Examination
    2015-09-14
  • S63 Uniform Securities Agent State Law Examination
    2010-06-21

View on SEC IAPD

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