Daniel Grant Degraaf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-09
IL	RA	APPROVED	2022-05-23

CA RA
APPROVED

Since 2025-01-09
IL RA
APPROVED

Since 2022-05-23

Branch Locations

Minooka, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Apc Plumbing Co.	Minooka	IL	09/2015	05/2018
Stepan Chemical	Elwood	IL	05/2018	04/2019
Lpl Financial, Llc	Plainfield	IL	04/2019	12/2021
Unemployed	Plainfield	IL	12/2021	05/2022
Lpl Financial Llc	Plainfield	IL	05/2022	Present

09/2015 → 05/2018

Apc Plumbing Co.

Minooka, IL
05/2018 → 04/2019

Stepan Chemical

Elwood, IL
04/2019 → 12/2021

Lpl Financial, Llc

Plainfield, IL
12/2021 → 05/2022

Unemployed

Plainfield, IL
05/2022 → Present

Lpl Financial Llc

Plainfield, IL

Previous Registrations

2019-06-17 → 2022-01-04

Lpl Financial Llc

Plainfield, IL

Minooka, IL

Other Businesses

1)05/23/2022 - Zimmer Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)05/23/2022 - ATHENA CAPITAL MANAGEMENT LLC - Act in a Fiduciary Capacity - Owner - Inv Rel - Minooka, IL - Start: 2020

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-15

S66 Uniform Combined State Law Examination

2019-06-15

Other Names

Degraaf Grant Daniel

View on SEC IAPD