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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-14
OH RA APPROVED 2023-03-13
  • TX RA
    APPROVED
    Since 2023-04-14
  • OH RA
    APPROVED
    Since 2023-03-13

Branch Locations

4300 Munson St Nw, Canton, OH 44718 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canton OH 04/2019 Present
Kent State University Kent OH 08/2017 05/2019
Swensons Drive Ins Stow OH 12/2017 09/2018
Tj Maxx Cuyahoga Falls OH 05/2015 08/2017
Bank Of America, N.A Canton OH 02/2024 Present
  • 04/2019 → Present
    Canton, OH
  • 08/2017 → 05/2019
    Kent State University
    Kent, OH
  • 12/2017 → 09/2018
    Swensons Drive Ins
    Stow, OH
  • 05/2015 → 08/2017
    Tj Maxx
    Cuyahoga Falls, OH
  • 02/2024 → Present
    Bank Of America, N.A
    Canton, OH
Other Businesses

I*429419 For profit or not for profit: Entity For Profit Name of outside business organization: D&D landscaping Services Investment related: N Address of business: Tallmadge, Ohio, 44278 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 2/11/2019 Number of hours devoted: 20 hours Monthly Number of hours devoted during trading hours: 0 Duties: The purpose of the activity is to serve the local community with landscaping services for a profit. My responsibilities lie with taking few phone calls and back office responsibilities to make sure the company is running efficiently. I*: 2039265 Entity Type: Entity Governmental Name of OBA: Tallmadge High School Address: Tallmadge, OH Investment Related: No Position, Title, Association: Employee Employee Start Date: 08/01/2024 Number of Hours: 10 hrs wkly Number of Hours during trading: 0 Duties: Coach high school football players at my alma mater. Responsibilities include: helping facilitate practices and coaching during football games on Friday nights and Saturday mornings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-07
  • S66 Uniform Combined State Law Examination
    2023-03-07
Other Names
  • Derek Dalton

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