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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-10
TX RA APPROVED 2026-06-08
  • CA RA
    APPROVED
    Since 2026-06-10
  • TX RA
    APPROVED
    Since 2026-06-08

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

1221 W Redondo Beach Blvd, Gardena, CA 90247 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc El Segundo CA 06/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 04/2019 04/2021
Bank Of America, N.A. Newport Beach CA 04/2019 04/2021
Re/Max The Doorway Norwalk CA 05/2017 04/2019
At&T Mobility Huntington Beach CA 03/2006 10/2016
Unemployed Hawaiian Gardens CA 10/2016 05/2017
Unemployed Hawaiian Gardens CA 04/2021 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 05/2022 06/2026
Aaa Newport Beach CA 03/2022 04/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-19
  • S66 Uniform Combined State Law Examination
    2020-12-19

View on SEC IAPD

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