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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-10 |
| TX | RA | APPROVED | 2026-06-08 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
1221 W Redondo Beach Blvd, Gardena, CA 90247 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 06/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 04/2019 | 04/2021 |
| Bank Of America, N.A. | Newport Beach | CA | 04/2019 | 04/2021 |
| Re/Max The Doorway | Norwalk | CA | 05/2017 | 04/2019 |
| At&T Mobility | Huntington Beach | CA | 03/2006 | 10/2016 |
| Unemployed | Hawaiian Gardens | CA | 10/2016 | 05/2017 |
| Unemployed | Hawaiian Gardens | CA | 04/2021 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 05/2022 | 06/2026 |
| Aaa | Newport Beach | CA | 03/2022 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-19 |
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