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Becker Aleman

Charles Schwab & Co., Inc.

Metairie, LA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-05
LA RA APPROVED 2020-07-08
  • TX RA
    APPROVED_RES
    Since 2026-01-05
  • LA RA
    APPROVED
    Since 2020-07-08

Branch Locations

3417 Veterans Memorial Blvd, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing. Llc New Orleans LA 05/2016 05/2018
Capital One Advisors, Llc New Orleans LA 04/1996 05/2018
Lpl Financial Llc New Orleans LA 08/2018 09/2019
Gwm Advisors Llc (Dba: Goss Advisors) New Orleans LA 07/2018 08/2019
Jpmorgan Chase Bank Na Metairie LA 10/2019 03/2020
Jp Morgan Securities Llc Metairie LA 10/2019 03/2020
Capital One Investing, Llc New Orleans LA 05/2016 05/2018
Capital One Advisors, Llc New Orleans LA 05/2016 05/2018
Charles Schwab & Co., Inc. Metairie LA 03/2020 Present
Charles Schwab Bank Metairie LA 03/2020 Present
  • 05/2016 → 05/2018
    Capital One Investing. Llc
    New Orleans, LA
  • 04/1996 → 05/2018
    Capital One Advisors, Llc
    New Orleans, LA
  • 08/2018 → 09/2019
    Lpl Financial Llc
    New Orleans, LA
  • 07/2018 → 08/2019
    Gwm Advisors Llc (Dba: Goss Advisors)
    New Orleans, LA
  • 10/2019 → 03/2020
    Jpmorgan Chase Bank Na
    Metairie, LA
  • 10/2019 → 03/2020
    Jp Morgan Securities Llc
    Metairie, LA
  • 05/2016 → 05/2018
    Capital One Investing, Llc
    New Orleans, LA
  • 05/2016 → 05/2018
    Capital One Advisors, Llc
    New Orleans, LA
  • 03/2020 → Present
    Charles Schwab & Co., Inc.
    Metairie, LA
  • 03/2020 → Present
    Charles Schwab Bank
    Metairie, LA
Previous Registrations
  • 2019-12-16 → 2020-04-07
    J.P. Morgan Securities Llc
    Metairie, LA
  • 2018-09-25 → 2019-08-12
    Newedge Advisors
    New Orleans, LA
    New Orleans, LA
  • 2016-05-19 → 2018-05-02
    Capital One Advisors, Llc
    New Orleans, LA
    Mclean, VA
  • 2015-01-28 → 2015-12-16
    Capital One Advisors, Llc
    Seattle, WA
  • 2011-12-01 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-28
S63 Uniform Securities Agent State Law Examination 2006-06-12
  • S66 Uniform Combined State Law Examination
    2011-11-28
  • S63 Uniform Securities Agent State Law Examination
    2006-06-12
Other Names
  • Becker Shabak Aleman
  • Becker Shbake Aleman

View on SEC IAPD

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LOUIS WILLIAM BUNDY

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Metairie, LA
AMERITAS ADVISORY SERVICES, LLC · Metairie, LA
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Metairie, LA
MERCER GLOBAL ADVISORS INC. · Metairie, LA
LPL ENTERPRISE, LLC · METAIRIE, LA
GUILBAULT CAPITAL · METAIRIE, LA
SISUNG INVESTMENT MANAGEMENT SERVICES LLC · METAIRIE, LA
INDEPENDENT ADVISOR ALLIANCE, LLC · Metarie, LA

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