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603 Massachusetts Avenue Suite 200, Boston, MA 02118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-08 |
| MA | RA | APPROVED | 2019-08-20 |
Branch Locations
603 Massachusetts Avenue Suite 200, Boston, MA 02118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hoopoe Advisors | Boston | MA | 06/2019 | Present |
| Bankers Life | Warwick | RI | 06/2018 | 04/2019 |
| Student At Brandeis University | Waltham | MA | 08/2014 | 05/2018 |
| Hoopoe Capital Markets, Llc | Boston | MA | 06/2019 | Present |
1) Fixed insurance sales; Investment related: Yes; Location of the business: 603 Massachusetts Avenue, Suite 200 Boston MA 02118 USA; Description of the business: fixed insurance sales; Position Title: insurance sales; Responsibilities Duties: Fixed Insurance Sales; Start date with business: 2019-06-22; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-03 |
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