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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-04-13 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
1848 S. Elena Ave Suite 100, Redondo Beach, CA 90277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Los Angeles | CA | 06/2009 | 11/2018 |
| Seia Llc | Redondo Beach | CA | 06/2009 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Llc | Redondo Beach | CA | 08/2023 | Present |
1. SEIA POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2009 ADDRESS: 1848 S. Elena Ave, suite 100, Redondo Beach CA 90277, United States DESCRIPTION: Advisor at Independent RIA SEIA, LLC 2. JEFFREY ZUANICH INSURANCE LICENSE - NON-PRODUCER POSITION: CA Insurance License holder NATURE: I have a CA Insurance License.Non-producer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 2 START DATE: 10/18/2005 ADDRESS: 1848 S. Elena Ave, suite 100, Redondo Beach CA 90277, United States DESCRIPTION: I have a CA insurance license to help supervising registered rep with proposal and illustrations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-10 |
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