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Apexaben Sanket Shah

Wells Fargo Clearing Services, LLC

Milwaukee, WI

Madison, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-03-15
  • WI RA
    APPROVED
    Since 2022-03-15

Branch Locations

111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States

430 Gammon Pl, Madison, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P.MOrgan Securities Llc Madison WI 04/2019 11/2021
Jp Morgan Chase Bank, N.A. Madison WI 05/2016 11/2021
Wells Fargo Clearing Services, Llc Madison WI 11/2021 Present
Wells Fargo Bank, Na Madison WI 11/2021 Present
  • 04/2019 → 11/2021
    J.P.MOrgan Securities Llc
    Madison, WI
  • 05/2016 → 11/2021
    Jp Morgan Chase Bank, N.A.
    Madison, WI
  • 11/2021 → Present
    Wells Fargo Clearing Services, Llc
    Madison, WI
  • 11/2021 → Present
    Wells Fargo Bank, Na
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-15
S63 Uniform Securities Agent State Law Examination 2019-08-15
  • S66 Uniform Combined State Law Examination
    2022-03-15
  • S63 Uniform Securities Agent State Law Examination
    2019-08-15
Other Names
  • Apexaben Kiritkumar Sheth
  • Apexaben S Shah

View on SEC IAPD

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ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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