Austin Grant Kemmerer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-05-29
IL	RA	APPROVED	2026-05-20

SC RA
APPROVED

Since 2026-05-29
IL RA
APPROVED

Since 2026-05-20

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Louisville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2019	12/2019
The Clay City Banking Company	Clay City	IL	04/2014	04/2019
Unemployed	Louisville	IL	12/2019	04/2020
Sagepoint Financial, Inc.	Louisville	IL	04/2020	09/2024
Osaic Wealth, Inc.	Effingham	IL	09/2023	09/2024
Lpl Financial Llc	Fort Mill	SC	09/2024	Present
Mariner Wealth Advisors	Overland Park	KS	09/2024	09/2024
Mariner Independent	Overland Park	KS	10/2024	05/2026

04/2019 → 12/2019

Edward Jones

St Louis, MO
04/2014 → 04/2019

The Clay City Banking Company

Clay City, IL
12/2019 → 04/2020

Unemployed

Louisville, IL
04/2020 → 09/2024

Sagepoint Financial, Inc.

Louisville, IL
09/2023 → 09/2024

Osaic Wealth, Inc.

Effingham, IL
09/2024 → Present

Lpl Financial Llc

Fort Mill , SC
09/2024 → 09/2024

Mariner Wealth Advisors

Overland Park, KS
10/2024 → 05/2026

Mariner Independent

Overland Park, KS

Previous Registrations

2024-10-02 → 2026-05-22

Mariner Advisor Network

Louisville, IL
2024-09-26 → 2024-10-01

Mariner

Louisville, IL
2023-09-01 → 2024-09-25

Osaic Wealth, Inc.

Effingham, IL
2020-04-29 → 2023-09-01

Osaic Services, Inc.

Effingham, IL
2019-07-01 → 2019-12-17

Edward Jones

Louisville, IL

St Louis, MO

Louisville, IL

Effingham, IL

Other Businesses

1- 09/2024 / Kemmerer Farm / Farm / Non INv Rltd / 8 hrs mnth / start 01/01/2000 2- 09/2024 / Austin Kemmerer Farm / Farm / Non Inv Rltd / 1 hrs mnth / start 03/01/2022 3- 09/2024 / Notary / Inv Rltd / start 04/20/2021 4- 09/2024 / Mariner Advisor Network / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hr mnth / 8 hrs during trading 5- 10/01/2024 - Mariner Independent Advisor Network, LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At reported Business Location(s) - Start Date 09/24/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-29

S66 Uniform Combined State Law Examination

2019-06-29

View on SEC IAPD