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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
Branch Locations
10 S La Salle Street Suite 3450, Chicago, IL 60603 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kenneth G Thoresen Cpa | Chicago | IL | 05/2001 | Present |
| Carleton M Tower & Co | Chicago | IL | 10/2002 | Present |
| Avantax Investment Services, Inc. | Lombard | IL | 03/2005 | 09/2025 |
| Avantax Advisory Services | Lombard | IL | 12/2008 | 09/2025 |
| Midwest Capital Group | Oak Brook | IL | 01/2015 | Present |
| Cetera Wealth Services, Llc | Lombard | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
Thoresen Tower & Co. LTD~'NIR'~620 S York Street~Elmhurst~IL~60126~Tax Preparation/Accounting~Other~10/1/2002~180hrs~120hrs~title: pres-chged name from Carleton towerthis is a name change from the prevousely listed "Carleton M Tower & Co. Ltd." same company- new name Business is a CPA Firm performs tax and accounting work.|Midwest Capital Group~'NIR'~2015 Spring Rd, Ste. 222~Oak Brook~IL~60523~Accounting~Tax Preparation/Accounting~1/1/2015~20hrs~15hrs~Accounting and Tax|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-13 |
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