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Kenneth Glenn Thoresen

Cetera Investment Advisers LLC

Chicago, IL

CRD 4947776

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

10 S La Salle Street Suite 3450, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kenneth G Thoresen Cpa Chicago IL 05/2001 Present
Carleton M Tower & Co Chicago IL 10/2002 Present
Avantax Investment Services, Inc. Lombard IL 03/2005 09/2025
Avantax Advisory Services Lombard IL 12/2008 09/2025
Midwest Capital Group Oak Brook IL 01/2015 Present
Cetera Wealth Services, Llc Lombard IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2001 → Present
    Kenneth G Thoresen Cpa
    Chicago, IL
  • 10/2002 → Present
    Carleton M Tower & Co
    Chicago, IL
  • 03/2005 → 09/2025
    Avantax Investment Services, Inc.
    Lombard, IL
  • 12/2008 → 09/2025
    Avantax Advisory Services
    Lombard, IL
  • 01/2015 → Present
    Midwest Capital Group
    Oak Brook, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lombard, IL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-12-11 → 2025-09-05
    Avantax Advisory Services
    Chicago, IL
Other Businesses

Thoresen Tower & Co. LTD~'NIR'~620 S York Street~Elmhurst~IL~60126~Tax Preparation/Accounting~Other~10/1/2002~180hrs~120hrs~title: pres-chged name from Carleton towerthis is a name change from the prevousely listed "Carleton M Tower & Co. Ltd." same company- new name Business is a CPA Firm performs tax and accounting work.|Midwest Capital Group~'NIR'~2015 Spring Rd, Ste. 222~Oak Brook~IL~60523~Accounting~Tax Preparation/Accounting~1/1/2015~20hrs~15hrs~Accounting and Tax|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-03
S63 Uniform Securities Agent State Law Examination 2005-08-13
  • S65 Uniform Investment Adviser Law Examination
    2008-12-03
  • S63 Uniform Securities Agent State Law Examination
    2005-08-13
Designations
  • Personal Financial Specialist

View on SEC IAPD

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