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Daniel B Hughes

Live Oak Private Wealth, LLC

Wilmington, NC

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Current Employers
Live Oak Private Wealth, Llc

1741 Tiburon Drive, Wilmington, NC 28403 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-06-26
  • NC RA
    APPROVED
    Since 2019-06-26

Branch Locations

1741 Tiburon Drive, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Live Oak Private Wealth Llc Wilmington NC 09/2018 Present
Wells Fargo Bank, Na Wilmington NC 01/2010 08/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-26
  • S65 Uniform Investment Adviser Law Examination
    2019-06-26
Designations
Other Names
  • Daniel Hughes
  • Daniel B Hughes

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
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WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
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STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
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