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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-09-12
  • PA RA
    APPROVED
    Since 2022-09-12

Branch Locations

Newtown Square, PA • United States

1001 Old Cassatt Rd Suite 206, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Planning Partners Plymouth Meeting PA 06/2020 11/2024
Legacy Planning Partners West Chester PA 05/2019 05/2020
West Chester University West Chester PA 08/2017 05/2020
Carmine's Pizzeria Chester Springs PA 05/2018 10/2018
Domino's Exton PA 05/2017 08/2017
Temple University Philadelphia PA 08/2016 05/2017
High Point Financial, Llc Berwyn PA 11/2024 Present
  • 06/2020 → 11/2024
    Legacy Planning Partners
    Plymouth Meeting, PA
  • 05/2019 → 05/2020
    Legacy Planning Partners
    West Chester, PA
  • 08/2017 → 05/2020
    West Chester University
    West Chester, PA
  • 05/2018 → 10/2018
    Carmine's Pizzeria
    Chester Springs, PA
  • 05/2017 → 08/2017
    Domino's
    Exton, PA
  • 08/2016 → 05/2017
    Temple University
    Philadelphia, PA
  • 11/2024 → Present
    High Point Financial, Llc
    Berwyn, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-30
  • S66 Uniform Combined State Law Examination
    2021-03-30
Designations
  • Certified Financial Planner
Other Names
  • Eric Christian Ferguson
  • Eric C Ferguson

View on SEC IAPD

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