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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Technical Products Inc. | Sterling | MA | 11/2016 | 04/2019 |
| Smc Ltd. | Sterling | MA | 06/2012 | 11/2016 |
| Commonwealth Financial Network | Waltham | MA | 04/2019 | 07/2025 |
| Raymond James Financial Services Advisors, Inc. | Fitchburg | MA | 07/2025 | Present |
| Raymond James Financial Services, Inc. | Fitchburg | MA | 07/2025 | Present |
(1)Name of Business: Croteau Financial Address: 114 Summer St, Fitchburg, MA, 01420-5763, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/21/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor, planner, wealth manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-28 |
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