Zachary Phoenix Roman

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 08/2019
  Pruco Securities Llc
  Sherwood, AR
• 06/2018 → 12/2018
  Mccarty Auto Group
  North Little Rock, AR
• 05/2018 → 06/2018
  Unemployed
  North Little Rock, AR
• 01/2018 → 05/2018
  Steve Landers Auto Group
  Little Rock, AR
• 10/2017 → 01/2018
  Unemployed
  North Little Rock, AR
• 08/2018 → 10/2018
  Edwards Building
  Springdale, AR
• 05/2017 → 08/2017
  Unemployed
  Fayetteville, AR
• 10/2016 → 05/2017
  Crain Automotive Group
  Springdale, AR
• 09/2019 → 11/2024
  Pruco Securities, Llc.
  Sherwood, AR
• 12/2019 → 10/2025
  Prudential Insurance Company Of America
  Sherwood, AR
• 11/2024 → 10/2025
  Lpl Enterprise, Llc
  Fayetteville, AR
• 10/2025 → 02/2026
  Oxford Wealth Group Llc
  Oralndo, FL
• 02/2026 → 06/2026
  Unemployed
  Tampa, FL
• 06/2026 → Present
  Tlg Advisors Inc.
  Summit, NJ
• 07/2026 → Present
  Simplicity Investments Inc.
  Summit, NJ

Previous Registrations

• 2025-10-28 → 2026-02-17
  Oxford Wealth Group, Llc
  Orlando, FL
• 2024-11-14 → 2025-10-24
  Lpl Enterprise, Llc
  St Louis, MO
  Fayetteville, AR
  Tampa, FL
• 2020-06-23 → 2024-11-14
  Pruco Securities, Llc.
  St. Louis, MO
  Sherwood, AR
  Fayetteville, AR
  Rogers, AR
  Fayetteville, AR
  Sarasota, FL

Other Businesses

1) TLG Advisors Inc - 6/24/26 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA Business, 40 hrs/mo; 40 hrs/mo (during trading hours). 2) Meridian Life - 6/22/2026 - 1814 E 15th Ave, Tampa, FL 33605 - Lead Agent, train agents and conduct sales, not Invt Rel, fixed insurance, 10 hrs/mo; 10 hrs/mo (during trading hours). 3) First Connect - 6/22/2026 - 1814 E 15th Ave, Tampa, FL 33605 - Owner, sales and service, not Invt Rel, insurance, 10 hrs/mo; 10 hrs/mo (during trading hours). 4) Roman Harbor Capital LLC - 6/22/2026 - 1814 E 15th Ave, Tampa, FL 33605 - Owner, sales and service, not Invt Rel, insurance, 10 hrs/mo; 10 hrs/mo (during trading hours). 5) Simplicity - 6/22/2026 - 1814 E 15th Ave, Tampa, FL 33605 - Owner, sales and service, not Invt Rel, fixed insurance, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2019-07-31

Other Names

• Zachary Roman
• Zachary Phoenix Roman