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Seth T Novosel

Morgan Stanley

Menlo Park, CA

CRD 7097285

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-03
CA RA APPROVED 2022-06-23
  • TX RA
    APPROVED
    Since 2022-10-03
  • CA RA
    APPROVED
    Since 2022-06-23

Branch Locations

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Menlo Park CA 03/2022 Present
Amazon Web Services Seattle WA 01/2021 04/2022
Amazon Web Services Seattle WA 06/2020 08/2020
University Of Southern California Los Angeles CA 11/2019 05/2020
Morgan Stanley Menlo Park CA 05/2019 08/2019
Nordstrom Bellevue WA 06/2018 08/2018
Nordstrom Bellevue WA 06/2017 08/2017
University Of Southern California Los Angeles CA 01/2018 12/2020
Arizona State University Tempe AZ 08/2016 12/2017
Morgan Stanley Private Bank, N.A. New York NY 07/2022 Present
  • 03/2022 → Present
    Morgan Stanley Smith Barney Llc
    Menlo Park, CA
  • 01/2021 → 04/2022
    Amazon Web Services
    Seattle, WA
  • 06/2020 → 08/2020
    Amazon Web Services
    Seattle, WA
  • 11/2019 → 05/2020
    University Of Southern California
    Los Angeles, CA
  • 05/2019 → 08/2019
    Menlo Park, CA
  • 06/2018 → 08/2018
    Nordstrom
    Bellevue, WA
  • 06/2017 → 08/2017
    Nordstrom
    Bellevue, WA
  • 01/2018 → 12/2020
    University Of Southern California
    Los Angeles, CA
  • 08/2016 → 12/2017
    Arizona State University
    Tempe, AZ
  • 07/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-20
  • S66 Uniform Combined State Law Examination
    2022-05-20
Other Names
  • Seth Teenie Novosel

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