Uzochukwu Louis Anughora

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 02/2021
  Wells Fargo Bank, Na
  Burnsville, MN
• 04/2019 → 02/2021
  Wells Fargo Clearing Services, Llc
  Burnsville, MN
• 02/2021 → 05/2022
  Mutual Of Omaha Insurance Company
  Bloomington, MN
• 02/2021 → 05/2022
  Mutual Of Omaha Investor Services
  Bloomington, MN
• 06/2022 → 08/2024
  Wells Fargo Clearing Services, Llc
  Red Wing, MN
• 06/2022 → 08/2024
  Wells Fargo Bank, Na
  Red Wing, MN
• 08/2025 → Present
  Principal Life Insurance Company
  Minnetonka, MN
• 08/2025 → Present
  Principal Securities, Inc
  Minnetonka, MN
• 09/2024 → 12/2024
  Unemployed
  Hastings, MN
• 01/2025 → 08/2025
  Unifi Aviation, Llc
  Bloomington, MN

Previous Registrations

• 2022-07-21 → 2024-08-29
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Red Wing, MN
  Red Wing, MN
  Minneapolis, MN
  Minneapolis, MN
• 2021-03-11 → 2022-06-02
  Mutual Of Omaha Investor Services, Inc.
  La Crosse, WI
  Bloomington, MN
  Waukesha, WI
• 2019-10-21 → 2021-03-08
  Wells Fargo Clearing Services, Llc
  Burnsville, MN
  Wayzata, MN

Other Businesses

**UNIFI AVIATION LLC POSITION: Ramp Agent NATURE: Part-time Ramp Operation at MSP INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 1 START DATE: 01/20/2025 ADDRESS: 4300 Glumack Dr,, St Paul MN 55111, United States DESCRIPTION: Part-time airport ramp operations. Airplane traffic, marshalling, wing walking and deicing. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 09/16/2025 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-19
• S63 Uniform Securities Agent State Law Examination
  2019-09-13

Other Names

• Uzochukwu Anughora
• Uzo L. Anughora
• Uzo Louis Anughora
• Uzo Anughora
• Uzochukwu Louis Anughora
• Uzo Louis
• Uzochukwu L Anughora