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Ema V Avalos

Morgan Stanley

Los Angeles, CA

CRD 7097153

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
CA RA APPROVED 2021-12-10
  • TX RA
    APPROVED
    Since 2022-01-26
  • CA RA
    APPROVED
    Since 2021-12-10

Branch Locations

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 03/2021 Present
Rr Donnelley Los Angeles CA 04/2019 03/2021
American Girl Place Los Angeles CA 07/2017 04/2019
California State University - Los Angeles Los Angeles CA 08/2013 05/2018
  • 03/2021 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 04/2019 → 03/2021
    Rr Donnelley
    Los Angeles, CA
  • 07/2017 → 04/2019
    American Girl Place
    Los Angeles, CA
  • 08/2013 → 05/2018
    California State University - Los Angeles
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2021-12-10
Other Names
  • Ema Veronica Avalos

View on SEC IAPD

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