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Lorraine Alieff Delk Walker

LPl Financial LLC

Chipley, FL

Lakeland, FL

CRD 7097104

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-12
FL RA APPROVED 2022-01-04
  • TX RA
    APPROVED_RES
    Since 2023-07-12
  • FL RA
    APPROVED
    Since 2022-01-04

Branch Locations

Chipley, FL • United States

1401 South Florida Avenue, Lakeland, FL 33803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lorrie Walker Communications Lakeland FL 05/2007 03/2019
Allen & Co Lakeland FL 04/2019 Present
Lpl Financial, Llc Lakeland FL 08/2019 Present
  • 05/2007 → 03/2019
    Lorrie Walker Communications
    Lakeland, FL
  • 04/2019 → Present
    Allen & Co
    Lakeland, FL
  • 08/2019 → Present
    Lakeland, FL
Previous Registrations
  • 2020-03-19 → 2022-03-01
    Allen & Company Of Florida, Llc
    Lakeland, FL
    Lakeland, FL
  • 2019-10-15 → 2019-11-22
    Allen & Company Of Florida, Llc
    Lakeland, FL
    Lakeland, FL
Other Businesses

1. 12/1/2021 - Lorrie Walker LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner - Started 12/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading. 2. 3/17/2022 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/03/2019 - 0 Hour Per Month/0 Hours During Securities Trading. 3. 3/17/2022 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/03/2019 - 0 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-14
  • S66 Uniform Combined State Law Examination
    2019-10-14
Other Names
  • Lorrie Delk Walker
  • Lorraine Alieff Delk Walker
  • Lorraine Delk Walker

View on SEC IAPD

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