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Dwight Phillip Carson

Edward Jones

Raleigh, NC

CRD 7096688

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-27
NC RA APPROVED 2019-07-01
  • TX RA
    APPROVED_RES
    Since 2021-10-27
  • NC RA
    APPROVED
    Since 2019-07-01

Branch Locations

7277 Veterans Parkway Ste 210, Raleigh, NC 27603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2019 Present
Royal Oaks Homes, A Division Of Mattamy Homes Cary NC 05/2016 04/2019
Carson Realty Group, Inc. Lillington NC 09/2010 11/2016
  • 04/2019 → Present
    St Louis, MO
  • 05/2016 → 04/2019
    Royal Oaks Homes, A Division Of Mattamy Homes
    Cary, NC
  • 09/2010 → 11/2016
    Carson Realty Group, Inc.
    Lillington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-28
  • S66 Uniform Combined State Law Examination
    2019-06-28
Designations
  • Certified Financial Planner
Other Names
  • Dwight Philliip Carson

View on SEC IAPD

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