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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-04
GA RA APPROVED 2024-01-11
SC RA APPROVED 2023-09-06
  • NC RA
    APPROVED
    Since 2026-06-04
  • GA RA
    APPROVED
    Since 2024-01-11
  • SC RA
    APPROVED
    Since 2023-09-06

Branch Locations

North Augusta, SC • United States

132 Kerr St Suite 120, North Augusta, SC 29841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2019 08/2022
Asbury Automovtive - Lexus Of Greenville Greenville SC 08/2017 04/2019
Hovart Chevrolet Easley SC 05/2017 07/2017
Kevin Whitaker Chevrolet Greenville SC 08/2015 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 08/2022 08/2023
Sears Greenville NC 03/2017 05/2017
Bank Of America, N.A. Greenville SC 10/2022 08/2023
State Farm Insurance North Augusta SC 08/2023 12/2023
State Farm Vp Management Corp. North Augusta SC 08/2023 Present
State Farm Investment Management Corp North Augusta SC 08/2023 Present
Liston Gainey Insurance Agency North Augusta SC 01/2024 Present
  • 04/2019 → 08/2022
    St Louis, MO
  • 08/2017 → 04/2019
    Asbury Automovtive - Lexus Of Greenville
    Greenville, SC
  • 05/2017 → 07/2017
    Hovart Chevrolet
    Easley, SC
  • 08/2015 → 04/2017
    Kevin Whitaker Chevrolet
    Greenville, SC
  • 08/2022 → 08/2023
    Greenville, SC
  • 03/2017 → 05/2017
    Sears
    Greenville, NC
  • 10/2022 → 08/2023
    Bank Of America, N.A.
    Greenville, SC
  • 08/2023 → 12/2023
    State Farm Insurance
    North Augusta, SC
  • 08/2023 → Present
    State Farm Vp Management Corp.
    North Augusta, SC
  • 08/2023 → Present
    North Augusta, SC
  • 01/2024 → Present
    Liston Gainey Insurance Agency
    North Augusta, SC
Previous Registrations
Other Businesses

1) Liston Gainey Insurance Agency; Investment-related; 143 Journey Run North Augusta, SC 29860; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2024; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-29
  • S66 Uniform Combined State Law Examination
    2019-06-29
Other Names
  • Liston Thomas Gainey

View on SEC IAPD

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