Karell P Diaz

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-17
IL	RA	APPROVED	2020-01-08

Branch Locations

901 Main St, Dallas, TX 75202 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	04/2019	Present
Booking.cOm	Orlando	FL	09/2016	05/2017
Chase Bank	San Antonio	TX	05/2017	11/2017
Unemployed	La Mesa	CA	11/2017	12/2017
211 San Diego	San Diego	CA	01/2018	08/2018
Unemployed	Great Lakes	IL	06/2018	06/2018
Associated Bank	Mundelein	IL	07/2018	04/2019
Sprint	Oceanside	CA	12/2017	01/2018

04/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
09/2016 → 05/2017

Booking.cOm

Orlando, FL
05/2017 → 11/2017

Chase Bank

San Antonio, TX
11/2017 → 12/2017

Unemployed

La Mesa, CA
01/2018 → 08/2018

211 San Diego

San Diego, CA
06/2018 → 06/2018

Unemployed

Great Lakes, IL
07/2018 → 04/2019

Associated Bank

Mundelein, IL
12/2017 → 01/2018

Sprint

Oceanside, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-30