Daniel Lundeen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Annapolis, MD
• 05/2009 → 05/2019
  Wbal
  Baltimore, MD
• 11/2024 → Present
  Bank Of America, N.A.
  Annapolis, MD

Other Businesses

For profit or not for profit: For Profit Name of outside business organization: Hearst Organization Investment related: No Address of business: Baltimore, MD Position, title, association: Spotter Start date of relationship: 09/2012 Number of hours devoted: 4/Sunday Number of hours devoted during trading hours: 0 Duties: Work home games for Baltimore Ravens and assist Hearst in Radio broadcast. .. I*353946, Entity Type: Entity For Profit, Name of OBA: Hearst Corporation, Address: Baltimore, Maryland 21211, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 08/18/2019, No Hours: 16, No Hours during trading: 0, Duties: Spotter for home games with the Baltimore Ravens. Work only during game day and hours of the game.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-22
• S63 Uniform Securities Agent State Law Examination
  2021-01-25