Megan Smallwood

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-16
NJ	RA	APPROVED	2020-02-20

Branch Locations

1100-1800 American Blvd Global Human Resources- The Academy, Pennington, NJ 08534 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	04/2019	Present
Lambertville Station Restaurant And Inn	Lambertville	NJ	05/2015	04/2019
The College Of New Jersey	Ewing	NJ	08/2015	12/2018
Bank Of America, N.A.	Pennington	NJ	09/2021	Present

04/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
05/2015 → 04/2019

Lambertville Station Restaurant And Inn

Lambertville, NJ
08/2015 → 12/2018

The College Of New Jersey

Ewing, NJ
09/2021 → Present

Bank Of America, N.A.

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-18