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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-05 |
| PA | RA | APPROVED | 2023-06-01 |
Branch Locations
425 Main St, Harleysville, PA 19438 • United States
Phoenixville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Malvern | PA | 06/2021 | 02/2023 |
| Cass Park | Ithaca | NY | 06/2016 | 08/2018 |
| Captrust | Raleigh | NC | 05/2019 | 08/2019 |
| Susquehanna University | Selinsgrove | PA | 08/2018 | 11/2020 |
| Susquehanna University | Selinsgrove | PA | 08/2017 | 05/2021 |
| Ithaca High School | Ithaca | NY | 09/2013 | 06/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2023 | Present |
| Financial Voyages, Llc | Harleysville | PA | 02/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2023 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556, 06/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. OWEN KELLY, 425 Main street, Harleysville PA 19438, United States, 11/06/2023, Owner, Owner/Partner of a Business Entity, NIR, 5 HR/MO - 0 HR/MO TRADING 3. DISTRICT FINANCE CHAIR, Collegeville PA 19426, 02/19/2024, Committee Member, Volunteer, INV REL, 1 HR/MO, 0 HR/MO TRADING. 4. FINANCIAL VOYAGES LLC, 425 Main St, Harleysville PA 19438, United States, 06/01/2023, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-09 |
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