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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-05
PA RA APPROVED 2023-06-01
  • TX RA
    APPROVED
    Since 2023-10-05
  • PA RA
    APPROVED
    Since 2023-06-01

Branch Locations

425 Main St, Harleysville, PA 19438 • United States

Phoenixville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Malvern PA 06/2021 02/2023
Cass Park Ithaca NY 06/2016 08/2018
Captrust Raleigh NC 05/2019 08/2019
Susquehanna University Selinsgrove PA 08/2018 11/2020
Susquehanna University Selinsgrove PA 08/2017 05/2021
Ithaca High School Ithaca NY 09/2013 06/2017
Cambridge Investment Research, Inc. Fairfield IA 02/2023 Present
Financial Voyages, Llc Harleysville PA 02/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2023 Present
  • 06/2021 → 02/2023
    The Vanguard Group, Inc
    Malvern, PA
  • 06/2016 → 08/2018
    Cass Park
    Ithaca, NY
  • 05/2019 → 08/2019
    Captrust
    Raleigh, NC
  • 08/2018 → 11/2020
    Susquehanna University
    Selinsgrove, PA
  • 08/2017 → 05/2021
    Susquehanna University
    Selinsgrove, PA
  • 09/2013 → 06/2017
    Ithaca High School
    Ithaca, NY
  • 02/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2023 → Present
    Financial Voyages, Llc
    Harleysville, PA
  • 06/2023 → Present
    Fairfield, IA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556, 06/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. OWEN KELLY, 425 Main street, Harleysville PA 19438, United States, 11/06/2023, Owner, Owner/Partner of a Business Entity, NIR, 5 HR/MO - 0 HR/MO TRADING 3. DISTRICT FINANCE CHAIR, Collegeville PA 19426, 02/19/2024, Committee Member, Volunteer, INV REL, 1 HR/MO, 0 HR/MO TRADING. 4. FINANCIAL VOYAGES LLC, 425 Main St, Harleysville PA 19438, United States, 06/01/2023, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-24
S63 Uniform Securities Agent State Law Examination 2021-07-09
  • S66 Uniform Combined State Law Examination
    2023-03-24
  • S63 Uniform Securities Agent State Law Examination
    2021-07-09
Designations
Other Names
  • Owen Edward Kelly
  • Owen Kelly

View on SEC IAPD

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