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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-10
  • NC RA
    APPROVED
    Since 2022-03-10

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Charlotte SC 04/2019 02/2022
Charles Schwab Bank Sbb Charlotte NC 04/2019 02/2022
Sales Performance International Charlotte NC 04/2018 08/2018
U.S. Turf, Lawn & Landscape Eq Locust NC 01/2018 05/2018
Six Star Enterprises, Llc Locust NC 02/2017 01/2018
Whiskey Warehouse Charlotte NC 04/2016 02/2017
Hooters Concord NC 03/2015 06/2017
Sophia's Lounge Charlotte NC 04/2018 03/2019
Tiaa Charlotte NC 02/2022 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 02/2022 Present
University Of North Carolina At Charlotte Charlotte NC 01/2015 12/2018
  • 04/2019 → 02/2022
    Charlotte, SC
  • 04/2019 → 02/2022
    Charles Schwab Bank Sbb
    Charlotte, NC
  • 04/2018 → 08/2018
    Sales Performance International
    Charlotte, NC
  • 01/2018 → 05/2018
    U.S. Turf, Lawn & Landscape Eq
    Locust, NC
  • 02/2017 → 01/2018
    Six Star Enterprises, Llc
    Locust, NC
  • 04/2016 → 02/2017
    Whiskey Warehouse
    Charlotte, NC
  • 03/2015 → 06/2017
    Hooters
    Concord, NC
  • 04/2018 → 03/2019
    Sophia's Lounge
    Charlotte, NC
  • 02/2022 → Present
    Tiaa
    Charlotte, NC
  • 02/2022 → Present
    Charlotte, NC
  • 01/2015 → 12/2018
    University Of North Carolina At Charlotte
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-07
  • S66 Uniform Combined State Law Examination
    2020-10-07

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