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Michael Luis Flores

J.P. Morgan Securities LLC

Tampa, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-09
TX RA APPROVED 2024-04-08
  • FL RA
    APPROVED
    Since 2024-04-09
  • TX RA
    APPROVED
    Since 2024-04-08

Branch Locations

100 N Tampa St Floor 33, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Place Llc Austin TX 12/2012 11/2017
Grt Llc Austin TX 12/2012 12/2020
J.P. Morgan Securities Llc Tampa FL 01/2016 Present
Jpmorgan Chase Bank, N.A. Tampa FL 01/2016 Present
  • 12/2012 → 11/2017
    New Place Llc
    Austin, TX
  • 12/2012 → 12/2020
    Grt Llc
    Austin, TX
  • 01/2016 → Present
    J.P. Morgan Securities Llc
    Tampa, FL
  • 01/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-08
S63 Uniform Securities Agent State Law Examination 2015-08-11
  • S65 Uniform Investment Adviser Law Examination
    2024-04-08
  • S63 Uniform Securities Agent State Law Examination
    2015-08-11

View on SEC IAPD

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