Allison Israel

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 03/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 10/2020 → Present
  Ameriprise Financial Services, Llc
  Atlanta, GA
• 03/2018 → 10/2020
  Unemployed
  Dallas, TX

Other Businesses

Business Ownership; Dragon Ridge LLC; Co-owner; Manage Ameriprise Business; PO Box 92043, , Southlake, TX, 76092; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Cross Timbers Hills Homeowners Association; Treasurer; 1347 Meadow Gin, , Southlake, TX, 76092; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Dragon Ridge, LLC; Co-owner; Manage advisory business; PO Box 92043, , Southlake, TX, 76092; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Precinct Chair; Precinct Chair serves as the local liaison between a political party and voters, organizing elections, engaging the community, and representing party interests at the neighborhood level. The Precinct Chair is a two-year term and is unpaid. Responsibilities include identifying, registering and informing voters, participating in County Executive Committee Meetings, placing signs at polling locations, serving as or recruiting an Election Judge or Election Clerk.; 1347 Meadow Gln, , Southlake, TX, 76092; Not Investment-Related; 04/08/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2020-12-07
• S63 Uniform Securities Agent State Law Examination
  2005-08-16

Designations

• Certified Financial Planner

Other Names

• Allison Caruso
• Allison Caruso