Matthew Genovese

CRD 7094336

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-27

NY RA
APPROVED

Since 2021-04-27

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Maxim Group	New York	NY	05/2019	05/2020
Hofstra University	Hempstead	NY	02/2017	11/2017
None	New York	NY	12/2017	05/2019
Western Connecticut State University	Danbury	CT	09/2016	12/2016
Morgan Stanley	Purchase	NY	05/2020	Present

05/2019 → 05/2020

Maxim Group

New York, NY
02/2017 → 11/2017

Hofstra University

Hempstead, NY
12/2017 → 05/2019

None

New York, NY
09/2016 → 12/2016

Western Connecticut State University

Danbury, CT
05/2020 → Present

Morgan Stanley

Purchase, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-16
S63	Uniform Securities Agent State Law Examination	2019-08-27

S65 Uniform Investment Adviser Law Examination

2020-06-16
S63 Uniform Securities Agent State Law Examination

2019-08-27

View on SEC IAPD

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