Carlos Jacob Cruz

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 03/2019
  Backstop Solutions Group Llc
  Chicago, IL
• 04/2019 → 06/2019
  Riverpoint Wealth Management Llc
  Chicago, IL
• 06/2017 → 07/2017
  Unemployment
  Peoria, IL
• 08/2013 → 05/2017
  University Of Illinois At Urbana-Champaign
  Champaign, IL
• 06/2019 → 10/2020
  Lpl Financial
  Chicago, IL
• 08/2019 → 06/2022
  Riverpoint Wealth Management Holding Co.
  Chicago, IL
• 07/2022 → Present
  Rockefeller Financial Llc
  Chicago, IL

Previous Registrations

• 2021-01-26 → 2022-06-01
  Riverpoint Wealth Management
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2019-10-07

Other Names

• Carlos Cruz