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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| CA | RA | APPROVED | 2021-10-11 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | San Francisco | CA | 06/2021 | Present |
| Jpmorgan Securities Llc | San Francisco | CA | 06/2021 | Present |
| Goldman Sachs | Philadelphia | PA | 03/2021 | 05/2021 |
| Delancey Street Partners | Conshohocken | PA | 06/2020 | 10/2020 |
| Ubs Financial Services | Philadelphia | PA | 01/2020 | 03/2020 |
| Goldman Sachs | Philadelphia | PA | 04/2019 | 09/2019 |
| Jlt Re (North America) Inc | Philadelphia | PA | 04/2018 | 08/2018 |
| Germantown Cricket Club | Philadelphia | PA | 05/2017 | 01/2018 |
| Drexel University | Philadelphia | PA | 09/2016 | 06/2021 |
| Drexel University | Philadelphia | PA | 09/2016 | Present |
| Usta | Flushing | NY | 08/2024 | 09/2024 |
| Usta | Flushing | NY | 08/2025 | Present |
Entity Name: USTA Investment related: No "Address: USTA Billie Jean King National Tennis Center, Flushing Meadow Corona Park, Flushing NY 11368 www.usta.com" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 08/24/2025 Approximate # of hours a week: More than 20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: National tennis association, hitting partner at US Open, not similar to my firm role, no connection
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
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