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Bruce Michael Neterer

LPl Financial LLC

Hagerstown, MD

CRD 7093424

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-06
  • MD RA
    APPROVED
    Since 2023-07-06

Branch Locations

1825 Howell Rd Ste 5, Hagerstown, MD 21740-6612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Financial Management Hagerstown MD 07/2023 Present
California University Of Pennsylvania California PA 08/2019 12/2022
Lpl Financial, Lcc Hagerstown MD 04/2019 06/2023
Waynesboro Area Highschool Waynesboro PA 08/2015 06/2019
Sterling Financial Management Hagerston MD 04/2019 06/2023
Lpl Financial Hagerstown MD 07/2023 Present
  • 07/2023 → Present
    Sterling Financial Management
    Hagerstown, MD
  • 08/2019 → 12/2022
    California University Of Pennsylvania
    California, PA
  • 04/2019 → 06/2023
    Lpl Financial, Lcc
    Hagerstown, MD
  • 08/2015 → 06/2019
    Waynesboro Area Highschool
    Waynesboro, PA
  • 04/2019 → 06/2023
    Sterling Financial Management
    Hagerston, MD
  • 07/2023 → Present
    Lpl Financial
    Hagerstown, MD
Other Businesses

1) 7/2022- Sterling Financial Management, INC- DBA for LPL Business (entity for LPL business)- inv. related- Hagerstown, MD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-17
  • S66 Uniform Combined State Law Examination
    2023-05-17

View on SEC IAPD

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