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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-04
FL RA APPROVED 2015-12-28
  • TX RA
    APPROVED_RES
    Since 2016-01-04
  • FL RA
    APPROVED
    Since 2015-12-28

Branch Locations

15301 Amberly Dr, Tampa, FL 33647 • United States

250 E Bearss Ave, Tampa, FL 33613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2015 Present
Bank Of America, N.A. Jacksonville FL 01/2016 Present
Previous Registrations
  • 2010-05-12 → 2015-10-02
    J P Turner & Company Capital Management, Llc
    Atlanta, GA
  • 2008-02-13 → 2010-03-29
    Gunnallen Financial, Inc
    Dallas, TX
    Gulfport, MS
    Austin, TX
    Rockwall, TX
    Austin, TX
    Dallas, TX
    Del Mar, CA
    Hattiesburg, MS
    Streamwood, IL
    Lincoln, MA
    Minocqua, WI
    Appleton, WI
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    Scarborough, ME
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    Whitehouse Station, NJ
    New York, NY
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    Southwest Ranches, FL
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    Fort Myers, FL
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    Lady Lake, FL
    Jupiter, FL
    Seffner, FL
    Winter Garden, FL
    Vero Beach, FL
    Jacksonville, FL
    West Chester, PA
    Tampa, FL
Other Businesses

Polar Cold Caps, LLCAtlanta, GA 30305Not Investment related I am the sole proprietorProviding cancer patients a method to preserve their hair during chemotherapy Start date of 2/201520 hours per month devoted to the business, 0 hours devoted during securities trading hours. My position is to ensure the product is made correctly and website is working properly. I*2703292, Entity Type: Entity For Profit, Name of OBA: New Age American Homes , Address: Tampa, Florida, 33618, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 09/01/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Work directly with manufacture regarding lead time and pricing. Wholesale distribution of mobile homes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-08
  • S66 Uniform Combined State Law Examination
    2008-02-08

View on SEC IAPD

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