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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-10
  • TX RA
    APPROVED
    Since 2025-04-10

Branch Locations

353 Trophy Lake Dr, Trophy Club, TX 76262 • United States

8500 N Beach St, Fort Worth, TX 76244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Westlake TX 04/2019 06/2024
Unemployed Euless TX 12/2018 03/2019
Hnegxin Trademark Huzhou 09/2018 11/2018
Unemployed Huzhou 06/2015 08/2018
Charles Schwab & Co., Inc. Westlake TX 05/2023 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 03/2025 Present
Bank Of America, N.A. Fort Worth TX 05/2025 Present
  • 04/2019 → 06/2024
    Td Ameritrade, Inc
    Westlake, TX
  • 12/2018 → 03/2019
    Unemployed
    Euless, TX
  • 09/2018 → 11/2018
    Hnegxin Trademark
    Huzhou
  • 06/2015 → 08/2018
    Unemployed
    Huzhou
  • 05/2023 → 03/2025
    Westlake, TX
  • 03/2025 → Present
    Fort Worth, TX
  • 05/2025 → Present
    Bank Of America, N.A.
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-10
S63 Uniform Securities Agent State Law Examination 2019-08-16
  • S66 Uniform Combined State Law Examination
    2024-05-10
  • S63 Uniform Securities Agent State Law Examination
    2019-08-16
Other Names
  • Winifred Cheng
  • Wen Cheng

View on SEC IAPD

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