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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2023-07-24 |
| TX | RA | APPROVED | 2023-07-21 |
| GA | RA | APPROVED | 2022-11-07 |
Branch Locations
3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Atlanta | GA | 01/2020 | Present |
| Talent Link - Rbc Wealth Management | Atlanta | GA | 02/2019 | 01/2020 |
| Logan Gardens | Atlanta | GA | 01/2012 | 02/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-18 |
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