Kara Jun Belasco

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Walnut Creek, CA
• 01/2021 → Present
  Bank Of America, N.A.
  Walnut Creek, CA

Previous Registrations

• 2008-12-12 → 2011-05-23
  Osaic Fa, Inc.
  Campbell, CA

Other Businesses

I*42208 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: K. G. INVESTMENT RELATED: NO ADDRESS OF BUSINESS: SAN RAMON, CALIFORNIA 94582 POSITION, TITLE, ASSOCIATION: EMPLOYEE START DATE OF RELATIONSHIP: 7/1/2011 NUMBER OF HOURS DEVOTED: 20 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE NATURE OF THE BUSINESS IS SCANNING DOCUMENTS/ MAIL AND SAVE THEM ELECTRONICALLY FOR K. G., HE IS A FRIEND. HE MAILS ME THE DOCUMENTS WEEKLY TO DO THE SCANNING ON THE WEEKEND. A FEW TIMES A YEAR, I TAKE HIS DOCUMENTS TO STORAGE. I*: 2590269 Entity Type: Charitable Name of OBA: Mustang Soccer Address: Danville, CA 94506 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 7/2/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: The organization is a youth soccer club. I will be the treasurer for one youth soccer team.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-02

Other Names

• Kara Jun Shimizu
• Kara Jun Shimizu