Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-04 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
750 University Avenue Suite 250, Los Gatos, CA 95032 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Gatos | CA | 04/2019 | Present |
| Unemployed | San Jose | CA | 03/2020 | 07/2020 |
| Full-Time Student | Los Angeles | CA | 09/2016 | 07/2018 |
| Self Employed | San Jose | CA | 02/2015 | 03/2019 |
| Ucla | Los Angeles | CA | 09/2016 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-30 |
Reach out to this advisor