Rosary Plana Falero

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → Present
  Wells Fargo Clearing Services
  Miami, FL
• 04/2019 → Present
  Wells Fargo Bank
  Miami, FL
• 01/2016 → 03/2019
  Marquis Bank
  Coral Gables, FL

Other Businesses

FALERO CONSTRUCTION SOLUTIONS LLC, NOT INV RELATED, MIAMI BEACH, FL, 100% OWNERSHIP WITH SPOUSE, START 6/13/2011, ZERO HOURS PER MONTH, ZERO DURING TRADING, RESIDENTIAL AND COMMERCIAL REMODELING COMPANY. ST. PATRICK CATHOLIC CHURCH, INV RELATED, MIAMI BEACH, FL, FINANCE COUNCIL MEMBER, START 7/6/2015, 1 HOUR PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, PROVIDING SUPPORT AND GUIDANCE TO THE PASTOR AND STAFF REGARDING PARISH, SCHOOL, AND PRESCHOOL, PROVIDING OVERSIGHT OF OPERATIONS.

Exams

• S66 Uniform Combined State Law Examination
  2019-10-21

Other Names

• Rosary C Plana
• Rosary Falero