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Mary Katherine Griffith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Athens, GA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-14
GA RA APPROVED 2025-02-07
  • TX RA
    APPROVED
    Since 2025-05-14
  • GA RA
    APPROVED
    Since 2025-02-07

Branch Locations

272 West Hancock Ave, Athens, GA 30601 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Athens GA 09/2024 Present
Fintrust Capital Advisors Greenville SC 01/2020 08/2024
Raymond James Charleston SC 06/2019 07/2019
Telecom Innovations, Llc Athens GA 02/2017 12/2019
Bella Salon Athens GA 01/2017 03/2017
Uga Master's Program Athens GA 08/2020 12/2021
Uga Undergraduate Program Athens GA 08/2016 05/2020
Bank Of America, N.A. Athens GA 12/2024 Present
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Athens, GA
  • 01/2020 → 08/2024
    Fintrust Capital Advisors
    Greenville, SC
  • 06/2019 → 07/2019
    Raymond James
    Charleston, SC
  • 02/2017 → 12/2019
    Telecom Innovations, Llc
    Athens, GA
  • 01/2017 → 03/2017
    Bella Salon
    Athens, GA
  • 08/2020 → 12/2021
    Uga Master's Program
    Athens, GA
  • 08/2016 → 05/2020
    Uga Undergraduate Program
    Athens, GA
  • 12/2024 → Present
    Bank Of America, N.A.
    Athens, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-05
  • S66 Uniform Combined State Law Examination
    2025-02-05
Other Names
  • Mary Katherine Glassman
  • Mary K Glassman

View on SEC IAPD

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Stephen Kuzniak
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Ian Payne
Robert B Farr

Other Offices

CANNON FINANCIAL STRATEGISTS, INC. · ATHENS, GA
PARK AVENUE SECURITIES LLC · Athens, GA
ELWOOD & GOETZ · ATHENS, GA
LPL FINANCIAL LLC · ATHENS, GA
EDWARD JONES · ATHENS, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Athens, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Athens, GA
KINGSWOOD WEALTH ADVISORS, LLC · Athens, GA

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