Dario Urbaez Moquete

111 South Wacker Drive 34Th Floor, Chicago, IL 60606-4302 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-05-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	04/2019	10/2020
Fidelity	Smithfield	RI	01/2018	03/2019
Santander Bank	Providence	RI	02/2017	01/2018
Citizens Bank	Providence	RI	12/2015	02/2017
Lift	Providence	RI	05/2017	09/2017
Uber	Providence	RI	05/2017	09/2017
Basilio's Pizza	Providence	RI	09/2016	11/2016
Johnson And Wales (University)	Providence	RI	11/2017	04/2019
Ibkr	Chicago	IL	10/2020	03/2021
Fidelity Investments	Chicago	IL	05/2021	05/2025
Harbor Capital Advisors, Inc.	Chicago	IL	05/2025	Present
Harbor Funds Distributors, Inc.	Chicago	IL	05/2025	Present

04/2019 → 10/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
01/2018 → 03/2019

Fidelity

Smithfield, RI
02/2017 → 01/2018

Santander Bank

Providence, RI
12/2015 → 02/2017

Citizens Bank

Providence, RI
05/2017 → 09/2017

Lift

Providence, RI
05/2017 → 09/2017

Uber

Providence, RI
09/2016 → 11/2016

Basilio's Pizza

Providence, RI
11/2017 → 04/2019

Johnson And Wales (University)

Providence, RI
10/2020 → 03/2021

Ibkr

Chicago, IL
05/2021 → 05/2025

Fidelity Investments

Chicago, IL
05/2025 → Present

Harbor Capital Advisors, Inc.

Chicago, IL
05/2025 → Present

Harbor Funds Distributors, Inc.

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-06
S63	Uniform Securities Agent State Law Examination	2021-07-17

Other Firms