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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-12
KS RA APPROVED 2022-09-26
  • TX RA
    APPROVED
    Since 2022-10-12
  • KS RA
    APPROVED
    Since 2022-09-26

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investment Services, Inc. Kansas City MO 05/2019 06/2022
Kansas State University Manhattan KS 08/2014 05/2019
Turnkey Property Group, Llc Prairie Village KS 05/2018 08/2018
Kc Metro Homes, Llc Kansas City MO 05/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 08/2022 Present
Bank Of America, N.A. Leawood KS 09/2022 Present
  • 05/2019 → 06/2022
    American Century Investment Services, Inc.
    Kansas City, MO
  • 08/2014 → 05/2019
    Kansas State University
    Manhattan, KS
  • 05/2018 → 08/2018
    Turnkey Property Group, Llc
    Prairie Village, KS
  • 05/2017 → 08/2017
    Kc Metro Homes, Llc
    Kansas City, MO
  • 08/2022 → Present
    Leawood, KS
  • 09/2022 → Present
    Bank Of America, N.A.
    Leawood, KS
Previous Registrations
Other Businesses

I*: 2083279Entity Type: CharitableName of OBA: Big Brothers Big Sisters Kansas CityAddress: Kansas City, Missouri 64108Investment Related: NoPosition, Title, Association: young professionals group Employee Start Date: 1/1/2025Number of Hours: 3 hrs mthlyNumber of Hours during trading: 0 Duties: I would help fundraise for the BBBS annual Bowling event, help recruit people to become "bigs" and help recruit teams for the bowling event. I*5191269, Entity Type: Entity For Profit, Name of OBA: N C, Address: Lenexa, Kansas, 66215, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 08/24/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Filming, editing, and posting videos about cooking. The purpose is to create video content entirely focused on cooking, specifically backyard barbeque. Submitting this if there is an option later to monetize views.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-13
S63 Uniform Securities Agent State Law Examination 2019-06-18
  • S65 Uniform Investment Adviser Law Examination
    2021-12-13
  • S63 Uniform Securities Agent State Law Examination
    2019-06-18
Other Names
  • Nick Crippen
  • Nicholas S Crippen
  • Nicholas Crippen

View on SEC IAPD

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