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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-15
CO RA APPROVED 2022-08-02
  • TX RA
    APPROVED
    Since 2022-12-15
  • CO RA
    APPROVED
    Since 2022-08-02

Branch Locations

Golden, CO • United States

2093 East 11Th Street Suite 200-A, Loveland, CO 80537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2019 06/2020
Cedrus Littleton CO 05/2018 07/2019
Costar Pro Painting Arvada CO 06/2016 08/2018
Fremont Health Fremont NE 03/2016 05/2018
School (Midland University) Fremont NE 08/2014 05/2018
Equitable Advisors, Llc New York NY 06/2019 Present
  • 06/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2018 → 07/2019
    Cedrus
    Littleton, CO
  • 06/2016 → 08/2018
    Costar Pro Painting
    Arvada, CO
  • 03/2016 → 05/2018
    Fremont Health
    Fremont, NE
  • 08/2014 → 05/2018
    School (Midland University)
    Fremont, NE
  • 06/2019 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
  • S66 Uniform Combined State Law Examination
    2022-08-01

View on SEC IAPD

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