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Alexander Thomas Tarkowski

Equitable Advisors, LLC

Webster, NY

Rochester, NY

CRD 7091830

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-06
  • NY RA
    APPROVED
    Since 2024-02-06

Branch Locations

Webster, NY • United States

765 Jefferson Road 3Rd Fl, Suite 310, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2023 Present
Thomas Tarkowski Rochester NY 07/2023 Present
University Of Tulsa Office Of Compliance Tulsa OK 01/2022 05/2022
University Of Tulsa College Of Law Tulsa OK 08/2019 01/2022
Legal Aid Services Of Oklahoma, Inc Tulsa OK 07/2021 08/2021
Thomas & Solomon Llp Rochester NY 01/2019 08/2019
Brockport Auxiliary Service Corporation Brockport NY 08/2018 12/2018
Unemployed Penfield NY 05/2018 08/2018
Brockport Auxiliary Service Corporation Brockport NY 01/2018 05/2018
Suny Brockport Brockport NY 01/2016 05/2019
Monroe County District Attorney's Office Rochester NY 06/2017 08/2017
Home Depot Penfield NY 05/2017 08/2017
Unemployed Penfield NY 06/2022 06/2023
  • 07/2023 → Present
    New York, NY
  • 07/2023 → Present
    Thomas Tarkowski
    Rochester, NY
  • 01/2022 → 05/2022
    University Of Tulsa Office Of Compliance
    Tulsa, OK
  • 08/2019 → 01/2022
    University Of Tulsa College Of Law
    Tulsa, OK
  • 07/2021 → 08/2021
    Legal Aid Services Of Oklahoma, Inc
    Tulsa, OK
  • 01/2019 → 08/2019
    Thomas & Solomon Llp
    Rochester, NY
  • 08/2018 → 12/2018
    Brockport Auxiliary Service Corporation
    Brockport, NY
  • 05/2018 → 08/2018
    Unemployed
    Penfield, NY
  • 01/2018 → 05/2018
    Brockport Auxiliary Service Corporation
    Brockport, NY
  • 01/2016 → 05/2019
    Suny Brockport
    Brockport, NY
  • 06/2017 → 08/2017
    Monroe County District Attorney's Office
    Rochester, NY
  • 05/2017 → 08/2017
    Home Depot
    Penfield, NY
  • 06/2022 → 06/2023
    Unemployed
    Penfield, NY
Other Businesses

Employee - RSA for Thomas Tarkowski - Mapstone Veritas - Since May 2023 - 160 hours/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-02
  • S66 Uniform Combined State Law Examination
    2024-02-02
Other Names
  • Alexander Tarkowski

View on SEC IAPD

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