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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-23
  • CA RA
    APPROVED
    Since 2025-06-23

Branch Locations

2029 Century Park E Ste 2550, Los Angeles, CA 90067 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Inglewood CA 04/2019 09/2019
Primerica Financial Services Inglewood CA 07/2018 12/2018
Wasserman Media Group Los Angeles CA 04/2017 07/2022
Activision Santa Monica CA 04/2015 03/2017
Pfs Investments Inc. Inglewood CA 05/2020 12/2020
Ameriprise Financial Services Llc Los Angeles CA 01/2025 Present
Smbc Manubank Los Angeles CA 07/2022 07/2024
Self Employed Los Angeles CA 07/2024 01/2025
  • 04/2019 → 09/2019
    Pfs Investments Inc.
    Inglewood, CA
  • 07/2018 → 12/2018
    Primerica Financial Services
    Inglewood, CA
  • 04/2017 → 07/2022
    Wasserman Media Group
    Los Angeles, CA
  • 04/2015 → 03/2017
    Activision
    Santa Monica, CA
  • 05/2020 → 12/2020
    Pfs Investments Inc.
    Inglewood, CA
  • 01/2025 → Present
    Los Angeles, CA
  • 07/2022 → 07/2024
    Smbc Manubank
    Los Angeles, CA
  • 07/2024 → 01/2025
    Self Employed
    Los Angeles, CA
Other Businesses

Apartment Landlord/Owner; Multi-Family; 1607 W 82nd Street, , Los Angles, CA, 90047; Not Investment-Related; 01/01/2015.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
S63 Uniform Securities Agent State Law Examination 2020-07-03
  • S66 Uniform Combined State Law Examination
    2025-06-23
  • S63 Uniform Securities Agent State Law Examination
    2020-07-03
Other Names
  • John Henry Mcgee
  • John H Mcgee
  • John Henry Mcgee

View on SEC IAPD

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