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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-23 |
Branch Locations
2029 Century Park E Ste 2550, Los Angeles, CA 90067 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Inglewood | CA | 04/2019 | 09/2019 |
| Primerica Financial Services | Inglewood | CA | 07/2018 | 12/2018 |
| Wasserman Media Group | Los Angeles | CA | 04/2017 | 07/2022 |
| Activision | Santa Monica | CA | 04/2015 | 03/2017 |
| Pfs Investments Inc. | Inglewood | CA | 05/2020 | 12/2020 |
| Ameriprise Financial Services Llc | Los Angeles | CA | 01/2025 | Present |
| Smbc Manubank | Los Angeles | CA | 07/2022 | 07/2024 |
| Self Employed | Los Angeles | CA | 07/2024 | 01/2025 |
Apartment Landlord/Owner; Multi-Family; 1607 W 82nd Street, , Los Angles, CA, 90047; Not Investment-Related; 01/01/2015.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-03 |
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