Eric Thomas Chin

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-07-30
NY	RA	APPROVED	2021-07-16

TX RA
APPROVED

Since 2021-07-30
NY RA
APPROVED

Since 2021-07-16

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Purchase	NY	03/2020	Present
Fordham University	Bronx	NY	08/2018	05/2021
Fordham University	Bronx	NY	10/2018	05/2019
Iona Preparatory School	New Rochelle	NY	09/2013	05/2017
Bentley University	Waltham	MA	08/2017	05/2018
Dick's Sporting Goods	Yonkers	NY	06/2018	09/2018
Kumon Educational	Yonkers	NY	10/2015	08/2017
Morgan Stanley Private Bank, N.A.	New York	NY	07/2021	Present

03/2020 → Present

Morgan Stanley Smith Barney Llc

Purchase, NY
08/2018 → 05/2021

Fordham University

Bronx, NY
10/2018 → 05/2019

Fordham University

Bronx, NY
09/2013 → 05/2017

Iona Preparatory School

New Rochelle, NY
08/2017 → 05/2018

Bentley University

Waltham, MA
06/2018 → 09/2018

Dick's Sporting Goods

Yonkers, NY
10/2015 → 08/2017

Kumon Educational

Yonkers, NY
07/2021 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

*502558 : Trust ; Investment related : No ; Sarasota ; Florida ; Trust ; Trustee/Co-Trustee ; 3/2022 ; During business hours : 0 ; After business hours : 0.5 ; Investment Decisions/Advice

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-16

S66 Uniform Combined State Law Examination

2021-07-16

View on SEC IAPD