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Alex Sasser

Ameriprise Financial Services, LLC

Vancouver, WA

Vancouver, WA

CRD 7091312

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-09-08
  • WA RA
    APPROVED
    Since 2020-09-08

Branch Locations

201 Ne Park Plaza Dr Ste 166, Vancouver, WA 98684-5808 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Vancouver WA 04/2019 03/2020
Biotracking Inc Moscow ID 04/2007 01/2017
Self Employed Vancouver WA 02/2017 03/2019
Ameriprise Financial Services, Llc Vancouver WA 03/2020 Present
  • 04/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Vancouver, WA
  • 04/2007 → 01/2017
    Biotracking Inc
    Moscow, ID
  • 02/2017 → 03/2019
    Self Employed
    Vancouver, WA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Vancouver, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-10
  • S66 Uniform Combined State Law Examination
    2020-08-10
Other Names
  • Alex Sasser
  • Alex Andrew Sasser

View on SEC IAPD

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